Chaperoning Joint Due Diligence | Practical Law

Chaperoning Joint Due Diligence | Practical Law

This Note offers practical guidance and background to counsel asked to chaperone due diligence sessions that include both investment banking personnel and research analysts in light of the 2003 "global research settlement" and related FINRA rules.

Chaperoning Joint Due Diligence

Practical Law Practice Note 6-504-6486 (Approx. 11 pages)

Chaperoning Joint Due Diligence

by Practical Law Corporate & Securities
Law stated as of 01 Apr 2023USA (National/Federal)
This Note offers practical guidance and background to counsel asked to chaperone due diligence sessions that include both investment banking personnel and research analysts in light of the 2003 "global research settlement" and related FINRA rules.