Categorisation of changes under the Collective Investment Scheme sourcebook (COLL): checklist | Practical Law

Categorisation of changes under the Collective Investment Scheme sourcebook (COLL): checklist | Practical Law

This checklist sets out whether a fund manager should treat a change proposed to a regulated fund as fundamental, significant or notifiable under the FCA’s Collective Investment Schemes sourcebook (COLL). It also examines the consequences of change categorisation.

Categorisation of changes under the Collective Investment Scheme sourcebook (COLL): checklist

by Phil Bartram (Partner) and Jane Thornton (Consultant) in Travers Smith LLP's Financial Services and Markets Department
Maintained • United Kingdom
This checklist sets out whether a fund manager should treat a change proposed to a regulated fund as fundamental, significant or notifiable under the FCA’s Collective Investment Schemes sourcebook (COLL). It also examines the consequences of change categorisation.