SEC Adopts FINRA Rule Change on TRACE Reporting of ABS | Practical Law

SEC Adopts FINRA Rule Change on TRACE Reporting of ABS | Practical Law

An update on the SEC's approval of a rule change proposed by FINRA related to TRACE reporting of asset-backed securities transactions.  The rule change affects FINRA Rule 6700 Series and FINRA Rule 7730.

SEC Adopts FINRA Rule Change on TRACE Reporting of ABS

Practical Law Legal Update 6-505-7007 (Approx. 3 pages)

SEC Adopts FINRA Rule Change on TRACE Reporting of ABS

by PLC Finance
Published on 05 May 2011 • USA (National/Federal)
An update on the SEC's approval of a rule change proposed by FINRA related to TRACE reporting of asset-backed securities transactions. The rule change affects FINRA Rule 6700 Series and FINRA Rule 7730.