Checklist on choosing a FINRA arbitration panel | Practical Law

Checklist on choosing a FINRA arbitration panel | Practical Law

PLC has published a checklist setting out the steps to be taken when choosing an arbitration panel for industry disputes under the FINRA Code of Arbitration Procedure for Industry Disputes and the FINRA Code of Arbitration Procedure for Customer Disputes.

Checklist on choosing a FINRA arbitration panel

Practical Law Legal Update 6-520-1887 (Approx. 3 pages)

Checklist on choosing a FINRA arbitration panel

by PLC Arbitration
Published on 03 Jul 2012 • England, International, Wales
PLC has published a checklist setting out the steps to be taken when choosing an arbitration panel for industry disputes under the FINRA Code of Arbitration Procedure for Industry Disputes and the FINRA Code of Arbitration Procedure for Customer Disputes.
PLC has published Checklist, How to choose a FINRA arbitration panel, authored by John F. Fullerton, III and Aime Dempsey of Epstein, Becker & Green, P.C. The checklist provides guidance on locating and analysing the relevant background information to select the best arbitrators for an employment-related (industry) case and a customer/investor dispute before the Financial Industry Regulatory Authority (FINRA).