Conduct rules in the SM&CR | Practical Law

Conduct rules in the SM&CR | Practical Law

This note provides a summary of the FCA and PRA conduct rules that apply to individuals within scope of the senior managers and certification regime (SM&CR).

Conduct rules in the SM&CR

Practical Law UK Practice Note 6-619-9826 (Approx. 28 pages)

Conduct rules in the SM&CR

by Practical Law Financial Services
Maintained • United Kingdom
This note provides a summary of the FCA and PRA conduct rules that apply to individuals within scope of the senior managers and certification regime (SM&CR).