SFA disciplines market traders | Practical Law

SFA disciplines market traders | Practical Law

The Securities and Futures Authority has disciplined two former heads of UK trading at Morgan Stanley for failing to act with due skill, care and diligence when faced with instructions to ramp up the price of a stock.

SFA disciplines market traders

Practical Law UK Legal Update 7-101-4842 (Approx. 2 pages)

SFA disciplines market traders

Published on 25 May 2001United Kingdom
The Securities and Futures Authority has disciplined two former heads of UK trading at Morgan Stanley for failing to act with due skill, care and diligence when faced with instructions to ramp up the price of a stock.