Prospectus Rules

Resource type: Glossary Item

Status: Maintained

Jurisdiction: United Kingdom

The Financial Conduct Authority (www.practicallaw.com/5-107-5761) rules introduced to implement the Prospectus Directive (www.practicallaw.com/8-200-9274) in the UK. Broadly, they require the issue of a prospectus, unless an exemption applies, whenever there is either an offer of transferable securities (www.practicallaw.com/9-200-9278) to the public in the UK or a request for the admission to trading of transferable securities on a regulated market in the UK. They set out the form, content and approval requirements for prospectuses and are contained in the Prospectus Rules sourcebook.

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  • Resource ID: 7-200-9260
  • Products:  IP&IT, PLC Glossary, PLC Magazine (UK), PLC UK Commercial, PLC UK Construction, PLC UK Corporate, PLC UK Dispute Resolution, PLC UK Employment, PLC UK Environment, PLC UK Finance, PLC UK Law Department, PLC UK Pensions, PLC UK Property, PLC UK Share Schemes & Incentives
  • This resource is maintained, meaning that we monitor developments on a regular basis and update it as soon as possible.
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