Senior managers regime (SMR): applying for approval | Practical Law

Senior managers regime (SMR): applying for approval | Practical Law

This note is a high-level overview of the process for applying for the approval of approved persons within the senior managers regime (SMR) under Part 5 of the Financial Services and Markets Act 2000 (FSMA).

Senior managers regime (SMR): applying for approval

Practical Law UK Practice Note 7-201-3399 (Approx. 16 pages)

Senior managers regime (SMR): applying for approval

MaintainedUnited Kingdom
This note is a high-level overview of the process for applying for the approval of approved persons within the senior managers regime (SMR) under Part 5 of the Financial Services and Markets Act 2000 (FSMA).