Regulated activities: effecting and carrying out contracts of insurance as principal | Practical Law

Regulated activities: effecting and carrying out contracts of insurance as principal | Practical Law

Effecting and carrying out contracts of insurance as principal are regulated activities under article 10(1) and (2) respectively of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO). This note identifies the key issues to be considered when determining whether a person is carrying on either or both of these regulated activities.

Regulated activities: effecting and carrying out contracts of insurance as principal

Practical Law UK Practice Note 7-203-1204 (Approx. 17 pages)

Regulated activities: effecting and carrying out contracts of insurance as principal

by Practical Law Financial Services (based on a note originally supplied by Pollyanna Deane)
Maintained • United Kingdom
Effecting and carrying out contracts of insurance as principal are regulated activities under article 10(1) and (2) respectively of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO). This note identifies the key issues to be considered when determining whether a person is carrying on either or both of these regulated activities.