Introducer appointed representatives | Practical Law

Introducer appointed representatives | Practical Law

An overview of the rules and guidance relating to introducer appointed representatives, which are set out in Chapter 12 of the FCA's Supervision manual (SUP 12).

Introducer appointed representatives

Practical Law UK Practice Note 7-380-7690 (Approx. 8 pages)

Introducer appointed representatives

by Practical Law Financial Services
Maintained • United Kingdom
An overview of the rules and guidance relating to introducer appointed representatives, which are set out in Chapter 12 of the FCA's Supervision manual (SUP 12).