Margin Rules for Banks and Non-Broker-Dealer Lenders (Reg. U) | Practical Law

Margin Rules for Banks and Non-Broker-Dealer Lenders (Reg. U) | Practical Law

This Note discusses the margin regulations applicable to US banks and other non-broker-dealer lenders.  It includes a detailed analysis of the requirements under Section 7(d) of the Exchange Act and the Federal Reserve Board's Regulation U.

Margin Rules for Banks and Non-Broker-Dealer Lenders (Reg. U)

Practical Law Practice Note 7-382-0205 (Approx. 14 pages)

Margin Rules for Banks and Non-Broker-Dealer Lenders (Reg. U)

by Practical Law Finance
MaintainedUSA (National/Federal)
This Note discusses the margin regulations applicable to US banks and other non-broker-dealer lenders. It includes a detailed analysis of the requirements under Section 7(d) of the Exchange Act and the Federal Reserve Board's Regulation U.