Margin Rules for Banks and Non-Broker-Dealer Lenders (Reg. U) | Practical Law
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This Note discusses the margin regulations applicable to US banks and other non-broker-dealer lenders. It includes a detailed analysis of the requirements under Section 7(d) of the Exchange Act and the Federal Reserve Board's Regulation U.
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Margin Rules for Banks and Non-Broker-Dealer Lenders (Reg. U)
Practical Law Practice Note 7-382-0205
(Approx. 14 pages)
Margin Rules for Banks and Non-Broker-Dealer Lenders (Reg. U)
by Practical Law Finance
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This Note discusses the margin regulations applicable to US banks and other non-broker-dealer lenders. It includes a detailed analysis of the requirements under Section 7(d) of the Exchange Act and the Federal Reserve Board's Regulation U.