Research Reports: SEC Safe Harbors | Practical Law

Research Reports: SEC Safe Harbors | Practical Law

A Practice Note providing an overview of the Securities and Exchange Commission (SEC) nonexclusive safe harbors for research reports. This Note also describes special accommodations under the Jumpstart Our Business Startups Act (JOBS Act) for research analysts who publish and distribute research reports and participate in meetings related to securities offerings by emerging growth companies (EGCs).

Research Reports: SEC Safe Harbors

Practical Law Practice Note 7-382-1403 (Approx. 14 pages)

Research Reports: SEC Safe Harbors

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A Practice Note providing an overview of the Securities and Exchange Commission (SEC) nonexclusive safe harbors for research reports. This Note also describes special accommodations under the Jumpstart Our Business Startups Act (JOBS Act) for research analysts who publish and distribute research reports and participate in meetings related to securities offerings by emerging growth companies (EGCs).