US Investment Adviser Registration: Overview | Practical Law

US Investment Adviser Registration: Overview | Practical Law

An overview of US investment adviser registration requirements under the Investment Advisers Act of 1940 (Advisers Act). Please note that this Article reflects the law only as of the Article's publication date. It does not reflect changes to the registration and reporting and recordkeeping requirements of the Advisers Act made by the Dodd-Frank Wall Street Reform and Consumer Protection Act.

US Investment Adviser Registration: Overview

Practical Law UK Articles 7-386-4497 (Approx. 17 pages)

US Investment Adviser Registration: Overview

by PLC Corporate & Securities
Published on 04 Jan 2010USA (National/Federal)
An overview of US investment adviser registration requirements under the Investment Advisers Act of 1940 (Advisers Act). Please note that this Article reflects the law only as of the Article's publication date. It does not reflect changes to the registration and reporting and recordkeeping requirements of the Advisers Act made by the Dodd-Frank Wall Street Reform and Consumer Protection Act.