SEC and Canadian Securities Agencies Pledge Mutual Assistance on Regulating Cross-Border Entities | Practical Law

SEC and Canadian Securities Agencies Pledge Mutual Assistance on Regulating Cross-Border Entities | Practical Law

An update on the SEC and Canadian securities regulators entering into a Memorandum of Understanding regarding mutual assistance in overseeing regulated entities operating on a cross-border basis in the US and Canada.

SEC and Canadian Securities Agencies Pledge Mutual Assistance on Regulating Cross-Border Entities

by PLC Corporate & Securities
Published on 15 Jun 2010 • USA (National/Federal)
An update on the SEC and Canadian securities regulators entering into a Memorandum of Understanding regarding mutual assistance in overseeing regulated entities operating on a cross-border basis in the US and Canada.