CFTC Proposes Dodd-Frank Rules on Conflicts of Interest in Swap-Related Activities of Swap Dealers, Major Swap Participants and Other Parties | Practical Law

CFTC Proposes Dodd-Frank Rules on Conflicts of Interest in Swap-Related Activities of Swap Dealers, Major Swap Participants and Other Parties | Practical Law

An update on the CFTC's proposed new rules under the Dodd-Frank Act covering conflicts of interest related to the swap clearing activites and research reports of swap dealers, major swap participants, futures commission merchants and introducing brokers.

CFTC Proposes Dodd-Frank Rules on Conflicts of Interest in Swap-Related Activities of Swap Dealers, Major Swap Participants and Other Parties

by PLC Finance
Published on 17 Nov 2010 • USA (National/Federal)
An update on the CFTC's proposed new rules under the Dodd-Frank Act covering conflicts of interest related to the swap clearing activites and research reports of swap dealers, major swap participants, futures commission merchants and introducing brokers.