SEC Proposes Dodd-Frank Rules for Security-based Swap Execution Facilities | Practical Law

SEC Proposes Dodd-Frank Rules for Security-based Swap Execution Facilities | Practical Law

An update on the SEC's proposed rules defining which platforms will qualify as security-based swap execution facilities under the Dodd-Frank Act, and establishing their registration requirements, duties and core principles.

SEC Proposes Dodd-Frank Rules for Security-based Swap Execution Facilities

Practical Law Legal Update 7-504-6985 (Approx. 3 pages)

SEC Proposes Dodd-Frank Rules for Security-based Swap Execution Facilities

by PLC Finance
Published on 02 Feb 2011USA (National/Federal)
An update on the SEC's proposed rules defining which platforms will qualify as security-based swap execution facilities under the Dodd-Frank Act, and establishing their registration requirements, duties and core principles.