SEC Re-opens Comment Period on Ownership and Voting Limits for Security-based Swap Exchanges and Clearinghouses | Practical Law

SEC Re-opens Comment Period on Ownership and Voting Limits for Security-based Swap Exchanges and Clearinghouses | Practical Law

An update on the decision by the SEC to re-open the public comment period on Regulation MC, proposed under the Dodd-Frank Act in October 2010. These rules are designed to address conflicts of interest in ownership and control of security-based swap cleearinghouses and exchanges.

SEC Re-opens Comment Period on Ownership and Voting Limits for Security-based Swap Exchanges and Clearinghouses

by PLC Finance
Published on 03 Mar 2011 • USA (National/Federal)
An update on the decision by the SEC to re-open the public comment period on Regulation MC, proposed under the Dodd-Frank Act in October 2010. These rules are designed to address conflicts of interest in ownership and control of security-based swap cleearinghouses and exchanges.