When Does an FWP Need to be Filed?: Chart | Practical Law

When Does an FWP Need to be Filed?: Chart | Practical Law

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When Does an FWP Need to be Filed?: Chart

Practical Law Checklist 7-516-9047 (Approx. 4 pages)

When Does an FWP Need to be Filed?: Chart

by Alexander F. Cohen, Kirk A. Davenport II and Gregory P. Rodgers, with Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
This Chart provides an overview of when a free writing prospectus (FWP) needs to be filed with the SEC. FWPs can constitute permitted written communications by certain issuers and underwriters, brokers and dealers that are part of a registered securities offering, including press releases, emails, blast voicemails and press interviews.