US Derivatives Regulation: Margin Collateral Rules | Practical Law

US Derivatives Regulation: Margin Collateral Rules | Practical Law

A Practice Note providing an overview of US margin collateral requirements for both cleared and uncleared swaps and security-based swaps (SBS), with a focus on segregation rules, including CFTC rules on treatment of cleared swaps customer collateral and customer funds by futures commission merchants (FCMs) and rules on optional segregation of initial margin for uncleared swaps.

US Derivatives Regulation: Margin Collateral Rules

Practical Law Practice Note 7-517-5388 (Approx. 34 pages)

US Derivatives Regulation: Margin Collateral Rules

by Practical Law Finance
MaintainedUSA (National/Federal)
A Practice Note providing an overview of US margin collateral requirements for both cleared and uncleared swaps and security-based swaps (SBS), with a focus on segregation rules, including CFTC rules on treatment of cleared swaps customer collateral and customer funds by futures commission merchants (FCMs) and rules on optional segregation of initial margin for uncleared swaps.