US Derivatives Regulation: Swap Dealer and SBSD Registration Thresholds | Practical Law

US Derivatives Regulation: Swap Dealer and SBSD Registration Thresholds | Practical Law

A Practice Note explaining the joint CFTC and SEC rulemaking under Title VII of the Dodd-Frank Act establishing thresholds and other criteria that require certain parties to register as a swap dealer (SD), security-based swap dealer (SBSD), major swap participant (MSP), or major security-based swap participant (MSBSP).

US Derivatives Regulation: Swap Dealer and SBSD Registration Thresholds

Practical Law Practice Note 7-519-5126 (Approx. 24 pages)

US Derivatives Regulation: Swap Dealer and SBSD Registration Thresholds

by Practical Law Finance
MaintainedUSA (National/Federal)
A Practice Note explaining the joint CFTC and SEC rulemaking under Title VII of the Dodd-Frank Act establishing thresholds and other criteria that require certain parties to register as a swap dealer (SD), security-based swap dealer (SBSD), major swap participant (MSP), or major security-based swap participant (MSBSP).