Debt Research and Debt Research Analysts | Practical Law

Debt Research and Debt Research Analysts | Practical Law

This Practice Note discusses Financial Industry Regulatory Authority (FINRA) Rule 2242 (Debt Research and Debt Research Analysts) governing conflicts of interest in the preparation, content and distribution of research reports by broker-dealers covering debt securities and issuers of debt securities. This Note also discusses disclosures that a debt research analyst must make in a public appearance.

Debt Research and Debt Research Analysts

Practical Law Practice Note 7-605-9547 (Approx. 19 pages)

Debt Research and Debt Research Analysts

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
This Practice Note discusses Financial Industry Regulatory Authority (FINRA) Rule 2242 (Debt Research and Debt Research Analysts) governing conflicts of interest in the preparation, content and distribution of research reports by broker-dealers covering debt securities and issuers of debt securities. This Note also discusses disclosures that a debt research analyst must make in a public appearance.