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Appointed representatives and FCA-registered tied agents
Practical Law UK Practice Note Overview 8-201-1210 (Approx. 30 pages)
Appointed representatives and FCA-registered tied agents
| Maintained • United Kingdom |
An overview of the rules and guidance relating to the appointed representative and tied agent regime, which is set out in Chapter 12 of the Supervision manual (SUP) in the FCA Handbook.