Regulated activities: managing investments | Practical Law

Regulated activities: managing investments | Practical Law

Managing investments is a regulated activity under article 37 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO). This note provides an overview of this activity and considers whether there are any applicable exclusions and exemptions.

Regulated activities: managing investments

Practical Law UK Practice Note 8-201-9782 (Approx. 13 pages)

Regulated activities: managing investments

MaintainedUnited Kingdom
Managing investments is a regulated activity under article 37 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO). This note provides an overview of this activity and considers whether there are any applicable exclusions and exemptions.