SEC Grants UBS a Temporary Exemption from Section 9(a) of the Investment Company Act | Practical Law

SEC Grants UBS a Temporary Exemption from Section 9(a) of the Investment Company Act | Practical Law

An update on a order by the SEC approving a temporary exemption for UBS.

SEC Grants UBS a Temporary Exemption from Section 9(a) of the Investment Company Act

Practical Law Legal Update 8-384-3579 (Approx. 2 pages)

SEC Grants UBS a Temporary Exemption from Section 9(a) of the Investment Company Act

by PLC Corporate & Securities
Published on 05 Jan 2009USA (National/Federal)
An update on a order by the SEC approving a temporary exemption for UBS.