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FINRA Publishes Template for Compliance with FTC's Red Flags Rule
Practical Law Legal Update 8-386-3402 (Approx. 2 pages)
FINRA Publishes Template for Compliance with FTC's Red Flags Rule
by PLC Corporate & Securities
| Published on 01 Jul 2009 • USA (National/Federal) |
An update on FINRA's publication of a template for firms to use to comply with the requirements of the FTC's Red Flags Rule.