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SEC Proposes Measures to Limit "Pay to Play" Practices
Practical Law Legal Update 8-386-8225 (Approx. 2 pages)
SEC Proposes Measures to Limit "Pay to Play" Practices
by PLC Corporate & Securities
| Published on 23 Jul 2009 • USA (National/Federal) |
An update on the SEC's proposals to limit "pay to play" practices by investment advisers that seek to manage money for state and local pension and retirement plans.