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SEC Proposes Rules to Improve Oversight of Investment Advisers
Practical Law Legal Update 8-503-9908 (Approx. 5 pages)
SEC Proposes Rules to Improve Oversight of Investment Advisers
by PLC Corporate & Securities
| Published on 23 Nov 2010 • USA (National/Federal) |
An update on the SEC proposing new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Act.