SEC Addresses ABS 15(d) Reporting Requirements Reinstated under Dodd-Frank | Practical Law

SEC Addresses ABS 15(d) Reporting Requirements Reinstated under Dodd-Frank | Practical Law

An update on a proposed SEC rule that would suspend the duty of asset-backed securities (ABS) issuers to file ongoing disclosure reports under Section 15(d) of the Exchange Act in certain limited circumstances and a related no-action letter clarifying the reporting requirements for issuers of pre-Dodd-Frank ABS.

SEC Addresses ABS 15(d) Reporting Requirements Reinstated under Dodd-Frank

Practical Law Legal Update 8-504-4269 (Approx. 3 pages)

SEC Addresses ABS 15(d) Reporting Requirements Reinstated under Dodd-Frank

by PLC Finance
Published on 07 Jan 2011 • USA (National/Federal)
An update on a proposed SEC rule that would suspend the duty of asset-backed securities (ABS) issuers to file ongoing disclosure reports under Section 15(d) of the Exchange Act in certain limited circumstances and a related no-action letter clarifying the reporting requirements for issuers of pre-Dodd-Frank ABS.