CFTC Proposes Guidance on Prohibition of Disruptive Swap Trading Practices Under Dodd-Frank | Practical Law

CFTC Proposes Guidance on Prohibition of Disruptive Swap Trading Practices Under Dodd-Frank | Practical Law

An update on the CFTC's proposed interpretive order issued under the Dodd-Frank Act on disruptive non-security-based swap trading practices involving swap execution facilities (SEFs) and designated contract markets (DCMs). The order provides guidance on the types of trading, practices and conduct that violate Section 4c(a)(5) of the Commodity Exchange Act (CEA).

CFTC Proposes Guidance on Prohibition of Disruptive Swap Trading Practices Under Dodd-Frank

by PLC Finance
Published on 01 Mar 2011USA (National/Federal)
An update on the CFTC's proposed interpretive order issued under the Dodd-Frank Act on disruptive non-security-based swap trading practices involving swap execution facilities (SEFs) and designated contract markets (DCMs). The order provides guidance on the types of trading, practices and conduct that violate Section 4c(a)(5) of the Commodity Exchange Act (CEA).