FCA investigations and enforcement: formal investigation powers | Practical Law

FCA investigations and enforcement: formal investigation powers | Practical Law

This note outlines the FCA's powers to conduct formal investigations under the Financial Services and Markets Act 2000 (FSMA).

FCA investigations and enforcement: formal investigation powers

Practical Law UK Practice Note 8-524-8105 (Approx. 33 pages)

FCA investigations and enforcement: formal investigation powers

by Practical Law Financial Services
Maintained • United Kingdom
This note outlines the FCA's powers to conduct formal investigations under the Financial Services and Markets Act 2000 (FSMA).