Regulated activities: safeguarding and administering investments
Resource type: Practice Note
Any UK jurisdiction, United Kingdom
Safeguarding and administering investments is a regulated activity under article 40 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO). This note identifies the key issues to be considered when determining whether a person is carrying on this activity, including applicable exclusions and exemptions.