Safeguarding and administering investments: flowchart | Practical Law

Safeguarding and administering investments: flowchart | Practical Law

A flowchart on the regulated activities of safeguarding and administering investments, or agreeing to do so, under article 40 and article 64 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO).

Safeguarding and administering investments: flowchart

Practical Law UK Checklist 9-202-4033 (Approx. 4 pages)

Safeguarding and administering investments: flowchart

MaintainedUnited Kingdom
A flowchart on the regulated activities of safeguarding and administering investments, or agreeing to do so, under article 40 and article 64 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO).