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SEC Approves Modification to FINRA's Conflicts of Interest Rule
Practical Law Legal Update 9-386-4302 (Approx. 2 pages)
SEC Approves Modification to FINRA's Conflicts of Interest Rule
by PLC Corporate & Securities
| Published on 16 Jun 2009 • USA (National/Federal) |
An update on the SEC approving FINRA's proposed rule change to modernize Rule 2720 on conflicts of interest.