SEC Expands Enforcement Division's Subpoena Powers | Practical Law
An update on the SEC's final rule that delegates authority to the Director of the Division of Enforcement to issue formal orders of investigation.
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SEC Expands Enforcement Division's Subpoena Powers
Practical Law Legal Update 9-387-5032
(Approx. 2 pages)
SEC Expands Enforcement Division's Subpoena Powers
by PLC Corporate & Securities
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Published on 06 Aug 2009
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USA (National/Federal)
An update on the SEC's final rule that delegates authority to the Director of the Division of Enforcement to issue formal orders of investigation.