SEC Expands Enforcement Division's Subpoena Powers | Practical Law

SEC Expands Enforcement Division's Subpoena Powers | Practical Law

An update on the SEC's final rule that delegates authority to the Director of the Division of Enforcement to issue formal orders of investigation.

SEC Expands Enforcement Division's Subpoena Powers

Practical Law Legal Update 9-387-5032 (Approx. 2 pages)

SEC Expands Enforcement Division's Subpoena Powers

by PLC Corporate & Securities
Published on 06 Aug 2009USA (National/Federal)
An update on the SEC's final rule that delegates authority to the Director of the Division of Enforcement to issue formal orders of investigation.