Equity Capital Markets in United States: Regulatory Overview | Practical Law

Equity Capital Markets in United States: Regulatory Overview | Practical Law

A Q&A guide to equity capital markets law in the United States.

Equity Capital Markets in United States: Regulatory Overview

Practical Law Country Q&A 9-501-3333 (Approx. 27 pages)

Equity Capital Markets in United States: Regulatory Overview

Law stated as at 01 Jan 2022USA (National/Federal)
A Q&A guide to equity capital markets law in the United States.
The Q&A gives an overview of main equity markets/exchanges, regulators and legislation, listing requirements, offering structures, advisers, prospectus/offer document, marketing, bookbuilding, underwriting, timetables, stabilisation, tax, continuing obligations and de-listing.