SEC Requests Comments on FINRA's Amended Proposed Rule Changes to Prohibit IPO Abuses | Practical Law

SEC Requests Comments on FINRA's Amended Proposed Rule Changes to Prohibit IPO Abuses | Practical Law

An update on an amendment to proposed rule changes filed by FINRA that is designed to specifically address abuses in the allocation and distribution of shares in initial public offerings.

SEC Requests Comments on FINRA's Amended Proposed Rule Changes to Prohibit IPO Abuses

by PLC Corporate & Securities
Published on 16 Mar 2010 • USA (National/Federal)
An update on an amendment to proposed rule changes filed by FINRA that is designed to specifically address abuses in the allocation and distribution of shares in initial public offerings.