CFTC Proposes Governance and Risk-Management Rules for Swap Dealers and Major Swap Participants Under the Dodd-Frank Act | Practical Law

CFTC Proposes Governance and Risk-Management Rules for Swap Dealers and Major Swap Participants Under the Dodd-Frank Act | Practical Law

An update on the CFTC's proposed new rules under the Dodd-Frank Act outlining the governance and risk-management compliance activities of swap dealers and major swap participants, and requiring designation of a chief compliance officer and annual compliance reports to mitigate systemic risk of OTC derivatives trading activity.

CFTC Proposes Governance and Risk-Management Rules for Swap Dealers and Major Swap Participants Under the Dodd-Frank Act

by PLC Finance
Published on 17 Nov 2010 • USA (National/Federal)
An update on the CFTC's proposed new rules under the Dodd-Frank Act outlining the governance and risk-management compliance activities of swap dealers and major swap participants, and requiring designation of a chief compliance officer and annual compliance reports to mitigate systemic risk of OTC derivatives trading activity.