Court of Appeal considers enforceability of charge under section 28 of FSMA

In Charles Cleland Helden v Strathmore Ltd [2011] EWCA Civ 542 (11 May 2011), the Court of Appeal dismissed an appeal against a High Court decision that a charge was enforceable, despite the fact that it was entered into in breach of section 19 of the Financial Services and Markets Act 2000 (FSMA).

PLC Financial Services


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