Financial crime: FCA guidance | Practical Law

Financial crime: FCA guidance | Practical Law

The FCA's regulatory guide on financial crime consists of two parts: Financial Crime Guide: A firm's guide to countering financial crime risks (FCG) and Financial Crime Thematic Reviews (FCTR). It is designed to help firms establish, implement and maintain effective financial crime policies, systems and controls. The key elements of the guidance are outlined in this note.

Financial crime: FCA guidance

Practical Law UK Practice Note 9-509-0166 (Approx. 21 pages)

Financial crime: FCA guidance

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The FCA's regulatory guide on financial crime consists of two parts: Financial Crime Guide: A firm's guide to countering financial crime risks (FCG) and Financial Crime Thematic Reviews (FCTR). It is designed to help firms establish, implement and maintain effective financial crime policies, systems and controls. The key elements of the guidance are outlined in this note.