Enter to open, tab to navigate, enter to select
FCA supervisory model
Practical Law UK Practice Note 9-518-0911 (Approx. 35 pages)
FCA supervisory model
| Maintained • United Kingdom |
An overview of the approach that the FCA takes to the supervision of the firms and individuals that it regulates.
On 19 March 2024, FCA Handbook Instrument FCA Handbook Administration (Supervision Manual) Amendments 2024 (FCA 2024/5) deleted SUP 1A. SUP 1A.3 previously set out the FCA's approach to supervision, alongside its separate Approach to Supervision document, which was first published in April 2019 and updated on 19 March 2024 (see Legal update, FCA updates materials on its approach to supervision, consumers, competition and international firms). We will update this note to reflect these changes.