Response Letter to the SEC: Confidential Submission of Registration Statement | Practical Law

Response Letter to the SEC: Confidential Submission of Registration Statement | Practical Law

A form of SEC response letter on behalf of a company responding to comments from the SEC staff regarding a draft registration statement that had been submitted for confidential review. Companies can voluntarily submit draft registration statements in connection with IPOs, initial Exchange Act registrations (including for spin-offs), and offerings made in the first year after an IPO or Exchange Act listing. This Standard Document has integrated notes with important explanations and drafting tips.

Response Letter to the SEC: Confidential Submission of Registration Statement

Practical Law Standard Document 9-519-2952 (Approx. 9 pages)

Response Letter to the SEC: Confidential Submission of Registration Statement

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A form of SEC response letter on behalf of a company responding to comments from the SEC staff regarding a draft registration statement that had been submitted for confidential review. Companies can voluntarily submit draft registration statements in connection with IPOs, initial Exchange Act registrations (including for spin-offs), and offerings made in the first year after an IPO or Exchange Act listing. This Standard Document has integrated notes with important explanations and drafting tips.