The Uncertain State of FINRA Arbitration | Practical Law

The Uncertain State of FINRA Arbitration | Practical Law

An Article discussing the Financial Industry Regulatory Authority (FINRA), the FINRA rule requiring arbitration in some circumstances, the key differences between litigation and FINRA arbitration and the use of judicial forum selection clauses by FINRA members.

The Uncertain State of FINRA Arbitration

Practical Law Article 9-597-1088 (Approx. 12 pages)

The Uncertain State of FINRA Arbitration

by Paul McCurdy, Philip D. Robben and Genna S. Steinberg, Kelley Drye & Warren LLP with Practical Law Litigation
Law stated as of 02 Jul 2015 • USA (National/Federal)
An Article discussing the Financial Industry Regulatory Authority (FINRA), the FINRA rule requiring arbitration in some circumstances, the key differences between litigation and FINRA arbitration and the use of judicial forum selection clauses by FINRA members.