Private Equity and Venture Capital

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3 resources

	Title	Resource Type	Date
1	SEC Approves Final Dodd-Frank Rules on Oversight of ... An update on the SEC approving final rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions under Title IV of the Dodd-Frank Act relating to new SEC registration and reporting requirements for certain investment advisers to private funds, new exemptions to the registration requirement and related definitions.	Legal Update: archive	23-Jun-2011
2	SEC and CFTC Propose Private Fund Systemic Risk ... An update on the SEC and the CFTC issuing joint proposed rules to require certain investment advisers to report information to the SEC using a new reporting form (Form PF) and for certain commodity pool advisers and commodity trading advisers registered with both the SEC and CFTC to satisfy certain CFTC filing requirements.	Legal Update: archive	26-Jan-2011
3	European Parliament and Council reach agreement on AIFM ... The European Parliament and Council of the European Union have reached an agreement on key aspects of the proposed Alternative Investment Fund Managers Directive which include the rules on the passporting system, depositary liability, capital requirements and the use of leverage, as well as asset-stripping and remuneration principles.	Legal Update: archive	26-Oct-2010

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