|
| 1 | Road Map to the Dodd-Frank Wall Street Reform and ... This Note tracks the rules and regulations which implement the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, as well as related regulations and developments, and includes links to summaries of the main areas of reform and other topical PLC resources. | Practice Note: Overview | Maintained |
| 2 | Summary of the Dodd-Frank Act: Corporate Governance This Note summarizes key provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to corporate governance matters, as well as significant related rulemaking and developments that have occurred since July 21, 2010. | Practice Note: Overview | Maintained |
| 3 | Summary of the Dodd-Frank Act: Executive Compensation This Note summarizes key provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to executive compensation matters, as well as significant related rulemaking and developments that have occurred since July 21, 2010. | Practice Note: Overview | Maintained |
| 4 | UK Corporate Governance Code: overview This note provides an overview of the UK Corporate Governance Code. | Practice Note: Overview | Maintained |
|
| 1 | AIM companies: share schemes issues This note sets out the legal, corporate governance and tax issues that arise for a company quoted on AIM operating share schemes for its employees. | Practice Notes | Maintained |
| 2 | Corporate governance and AIM companies An overview of corporate governance requirements for companies admitted to trading on AIM. | Practice Notes | Maintained |
| 3 | Corporate governance requirements of institutional ... The UK Stewardship Code sets out good practice for institutional shareholders when engaging with listed companies. Major investment committees have also published guidelines and policy statements on the responsibilities and duties of institutional shareholders. | Practice Notes | Maintained |
|
| 1 | AIM companies' corporate governance obligations: flowchart A flowchart for determining AIM companies' corporate governance obligations. | Checklists | Maintained |
|
| 1 | The EU Prospectus Directive and its implications for employee ... This chapter sets out the key provisions of the Prospectus Directive that are relevant when operating an employee share scheme in the EU. It also focuses on the implementation of the Prospectus Directive in 11 key jurisdictions. | Articles | 01-Jun-2008 |
|
| 1 | FSA statement on CRD IV implementation timetable The FSA has published a statement on its expectations on the implementation of CRD IV, in the light of the delay in the adoption of the final text of the CRD IV legislation. | Legal Update: archive | 01-Aug-2012 |
| 2 | ECOFIN reaches agreement on CRD IV The European Economic and Financial Affairs Council (ECOFIN) has reached agreement on CRD IV and will now seek to negotiate with the European Parliament to adopt CRD IV at first reading. | Legal Update: archive | 15-May-2012 |
| 3 | G20 declaration from the Cannes summit: financial services ... The G20 has published a leaders' final declaration following the G20 leaders' summit which was held in Cannes on 3 and 4 November 2011. | Legal Update: archive | 04-Nov-2011 |
| 4 | FSB follow-up peer review report on compensation practices The Financial Stability Board has published its follow-up peer review report on compensation practices. This assesses progress made both by national authorities and by significant financial institutions in implementing the FSB's principles for sound compensation practices and their implementation standards. | Legal Update: archive | 12-Oct-2011 |
| 5 | SEC Approves Proposed Interagency Dodd-Frank Rule on ... An update on the SEC's approval of an interagency proposed rule under the Dodd-Frank Act on incentive-based compensation arrangements. | Legal Update: archive | 04-Mar-2011 |
| 6 | Prospectus Directive: ESMA call for evidence on request for ... ESMA has issued a call for evidence on the request made to it by the European Commission for advice on possible delegated acts in connection with the amended Prospectus Directive. | Legal Update: archive | 26-Jan-2011 |
| 7 | SEC Issues Final Rules under Dodd-Frank on Stockholder ... An update on the SEC's final rules allowing stockholders to cast advisory votes on executive compensation and "golden parachute" arrangements. | Legal Update: archive | 25-Jan-2011 |
| 8 | Prospectus Directive exemption for share schemes extended ... The EU Prospectus Directive is amended from 31 December 2010 and EEA member states will need to amend their domestic law accordingly by 1 July 2012. The amendments include significant changes to the exemption from prospectus obligations for employee share schemes. | Legal Update: archive | 14-Dec-2010 |
| 9 | SEC Proposes Rules Under Dodd-Frank On Stockholder ... An update on the SEC's proposed rules allowing stockholders to cast advisory votes on executive compensation and golden parachute arrangements. | Legal Update: archive | 19-Oct-2010 |
| 10 | SEC Proposes Rules Under Dodd-Frank for Reporting of ... An update on the SEC's proposed rules under the Dodd-Frank Act requiring institutional investment managers to report how they voted proxies on certain executive compensation matters. | Legal Update: archive | 19-Oct-2010 |
| 11 | Directors' remuneration: European approaches to ... An overview of European approaches to directors' remuneration; how it is determined and the level of disclosure required, drawn from the PLC Cross-border Corporate Governance and Directors' Duties Handbook 2010, which answers key questions on corporate governance issues in 24 jurisdictions. | Legal Update: archive | 10-Sep-2010 |
| 12 | Congress Passes Dodd-Frank Financial Regulatory Reform ... An update on the Dodd-Frank Wall Street Reform and Consumer Protection Act. | Legal Update: archive | 15-Jul-2010 |