FSMA: Introduction

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8 resources

	Title	Resource Type	Date
Practice Note: Overview
1	Hot topics: New UK financial services regulatory structure An overview of current progress of the reforms to the UK financial services regulatory structure, under which the FSA will be abolished and the majority of its functions transferred to new regulators: the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). The note tracks developments, sets out the milestones for future development and provides links to PLC Financial Services' resources on the new regulatory structure. The key primary source material table in this note contains links to key primary source material and related PLC Financial Services legal updates. It is not intended to be an exhaustive list of all relevant materials published by interested parties. For an index to PLC's resources on the government's proposals for reforming the UK financial services regulatory structure, see Practice note, A guide to the new UK financial services regulatory structure: index.	Practice Note: Overview	Maintained
2	New UK financial services regulatory structure: a quick guide A quick guide to the changes to the UK financial services regulatory structure made by the Financial Services Act 2012. On 1 April 2013, the FSA was abolished and the majority of its functions transferred to two new regulators: the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). On the same date, the Bank of England (BoE) took over the FSA's responsibilities for financial market infrastructures and the Financial Policy Committee (FPC) was established on a statutory basis. For an index of PLC's resources on the new regulatory structure, see A guide to the new UK financial services regulatory structure: index.This is one of a series of quick guides: see Quick guides.	Practice Note: Overview	Maintained
Practice Notes
1	Relationship between UKLA and the London Stock Exchange This note provides an overview of the functions of the UK Listing Authority and the London Stock Exchange in relation to applications for the listing and trading of securities.	Practice Notes	06-Apr-2011
Updates
1	Legal cutover to the new UK regulatory regime for financial ... On 1 April 2013, the FSA will be abolished and the majority of its functions transferred to two new regulators: the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). On the same date, the Bank of England (BoE) will take over the FSA's responsibilities for financial market infrastructures and the Financial Policy Committee (FPC) will be established on a statutory basis.	Legal Update: archive	28-Mar-2013
2	Wheatley LIBOR report recommends ten-point reform plan HM Treasury has published the final report on the review of the London Interbank Offered Rate (LIBOR) undertaken by Martin Wheatley, FSA Managing Director and Chief-Executive designate of the Financial Conduct Authority (FCA). (Free access)	Legal Update: archive	28-Sep-2012
3	Wheatley review discussion paper outlines LIBOR reform ... HM Treasury has published a discussion paper outlining initial thinking on the review of the London Interbank Offered Rate (LIBOR) being undertaken by Martin Wheatley, Chief Executive-designate of the Financial Conduct Authority (FCA). (Free access.)	Legal Update: archive	10-Aug-2012
4	Government announces new structure for UK financial ... The government has announced major changes to the UK's financial services regulatory structure including the abolition of the FSA in its current form.	Legal Update: archive	17-Jun-2010
5	Hector Sants to leave the FSA in summer 2010 On 9 February 2010, the FSA published a press release announcing that Hector Sants, FSA Chief Executive officer, will leave the FSA in summer 2010 after three years in this position.	Legal Update: archive	09-Feb-2010

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