Temporary and Permanent Injunctive Relief in FINRA Industry Arbitration | Practical Law

Temporary and Permanent Injunctive Relief in FINRA Industry Arbitration | Practical Law

A Practice Note describing the procedures under the FINRA Code of Arbitration Procedure for Industry Disputes (Industry Code) for parties in an industry or clearing dispute to seek a temporary restraining order (TRO) from a court and a permanent injunction from the arbitration panel. This Note explains the arbitration procedures a party must follow to seek court-ordered temporary injunctive relief in a case that is subject to mandatory FINRA arbitration, the effect of a court-issued TRO on the arbitration claims, and the arbitration panel selection, hearings, and fees.

Temporary and Permanent Injunctive Relief in FINRA Industry Arbitration

Practical Law Practice Note w-000-4482 (Approx. 10 pages)

Temporary and Permanent Injunctive Relief in FINRA Industry Arbitration

by Practical Law Arbitration
MaintainedUSA (National/Federal)
A Practice Note describing the procedures under the FINRA Code of Arbitration Procedure for Industry Disputes (Industry Code) for parties in an industry or clearing dispute to seek a temporary restraining order (TRO) from a court and a permanent injunction from the arbitration panel. This Note explains the arbitration procedures a party must follow to seek court-ordered temporary injunctive relief in a case that is subject to mandatory FINRA arbitration, the effect of a court-issued TRO on the arbitration claims, and the arbitration panel selection, hearings, and fees.