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FINRA Customer Arbitration Flowchart
Practical Law Checklist w-000-6332 (Approx. 4 pages)
FINRA Customer Arbitration Flowchart
by Practical Law Arbitration
| Maintained • USA (National/Federal) |
A flowchart outlining the stages of a customer arbitration before FINRA under the FINRA Code of Arbitration Procedure for Customer Disputes. It charts the stages from commencement of the arbitration, through arbitrator appointment, discovery, pre-hearing procedures, motions, hearing, award, and expungement procedures.