FINRA Simplified Arbitration Flowchart | Practical Law

FINRA Simplified Arbitration Flowchart | Practical Law

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FINRA Simplified Arbitration Flowchart

Practical Law Checklist w-000-6809 (Approx. 4 pages)

FINRA Simplified Arbitration Flowchart

by Practical Law Arbitration
MaintainedUSA (National/Federal)
A Flowchart outlining the stages of a FINRA arbitration under the Simplified Arbitration Procedures of the FINRA Code of Arbitration Procedure for Industry Disputes and FINRA Code of Arbitration Procedure for Customer Disputes. It charts the stages from commencement of the arbitration, through arbitrator appointment, submission of the case to the arbitrator, and award.