Testing-the-Waters Authorization for an SEC-Registered Offering | Practical Law

Testing-the-Waters Authorization for an SEC-Registered Offering | Practical Law

A form of written authorization from an issuer to the lead underwriters for a contemplated SEC-registered offering, authorizing them to engage in testing-the-waters communications on behalf of the issuer. This Standard Document has integrated notes with important explanations and drafting tips.

Testing-the-Waters Authorization for an SEC-Registered Offering

Practical Law Standard Document w-001-0066 (Approx. 8 pages)

Testing-the-Waters Authorization for an SEC-Registered Offering

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A form of written authorization from an issuer to the lead underwriters for a contemplated SEC-registered offering, authorizing them to engage in testing-the-waters communications on behalf of the issuer. This Standard Document has integrated notes with important explanations and drafting tips.